SEC Form 4 · accession 0000711377-17-000017
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas H Reed
Director
Period of report
Aug 1, 2017
Accepted (ET)
Aug 2, 2017 · 8:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2017 | M | 1,500 | $11.1422 | A | 7,031 | D | |
| Common Stock | Aug 1, 2017 | M | 3,000 | $11.0222 | A | 10,031 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $11.1422 | Aug 1, 2017 | M | 1,500 | D | — | Oct 11, 2017 | Common Stock | 1,500 | 33,000 | D |
| common Stock (Right to Buy)F2 | $11.0222 | Aug 1, 2017 | M | 3,000 | D | — | Oct 10, 2018 | common Stock | 3,000 | 30,000 | D |
Explanation of responses
- F1Options were issued 10/11/2007, have ten year lives, and were fully vested in 2010
- F2Options were granted 10/10/2008, have ten year lives, and were fully vested in 2011