SEC Form 4 · accession 0000711377-17-000003
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack C Parnell
Director
Period of report
Jan 9, 2017
Accepted (ET)
Jan 11, 2017 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2017 | M | 3,000 | $22.7533 | A | 16,555 | D | |
| Common Stock | Jan 9, 2017 | M | 3,000 | $28.6667 | A | 19,555 | D | |
| Common Stock | Jan 9, 2017 | S | 6,000 | $66.037 | D | 13,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $22.7533 | Jan 9, 2017 | M | 3,000 | D | — | Oct 6, 2021 | Common Stock | 3,000 | 18,000 | D |
| Common Stock (Right to Buy)F2 | $28.6667 | Jan 9, 2017 | M | 3,000 | D | — | Oct 4, 2022 | Common Stock | 3,000 | 15,000 | D |
Explanation of responses
- F1Options were granted 10/6/2011, have ten year lives, and vested in three equal annual installments on the first three anniversary dates of the grant
- F2Options were granted 10/4/2012, have ten year lives, and were fully vested on 10/4/2015