SEC Form 4 · accession 0000711377-16-000106
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2016 | S | 1,000 | $62.95 | D | 292,077 | I | See Footnote |
| Common Stock | holding | — | — | — | 886,212 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F190000 shares are held in a limited liability company in which Mr. Herbert and his spouse have a minority financial ownership. 37,052 are held in two other limited liability companies in which he and his wife are members. He disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the companies. The remainder of the shares are held in trust for his spouse.