SEC Form 4 · accession 0000711377-16-000105
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Bradley
Officer — Vice President
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | M | 21,600 | $28.6667 | A | 144,130 | D | |
| Common Stock | Nov 22, 2016 | S | 21,600 | $61.1598 | D | 122,530 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $28.6667 | Nov 22, 2016 | M | 21,600 | D | — | Oct 4, 2017 | Common Stock | 21,600 | 120,121 | D |
Explanation of responses
- F1The options were granted on 10/4/2012, have five year lives, and vest in equal 20% installments on each of the first five anniversary dates of the grant