SEC Form 4 · accession 0000711377-16-000102
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Quinlan
Officer — VP & CFO
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 3,000 | $28.6667 | A | 13,103 | D | |
| Common Stock | Nov 14, 2016 | S | 3,000 | $61.2806 | D | 10,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $28.6667 | Nov 14, 2016 | M | 3,000 | D | — | Oct 4, 2017 | Common Stock | 3,000 | 96,750 | D |
Explanation of responses
- F1Options were granted 104/2012, have five year lives, and vest in 20% equal annual installments on the first five anniversary dates of the grant