SEC Form 4 · accession 0000711377-16-000100
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Bruce Papesh
Director
Period of report
Oct 18, 2016
Accepted (ET)
Oct 19, 2016 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 18, 2016 | M | 6,750 | $6.0133 | A | 26,446 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $6.0133 | Oct 18, 2016 | M | 6,750 | D | — | Nov 3, 2016 | Common Stock | 6,750 | 39,000 | D |
Explanation of responses
- F1Options were granted 11/3/2006, were fully vested after three years, and have ten year lives