SEC Form 4 · accession 0000711377-16-000090
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
Sep 29, 2016
Accepted (ET)
Oct 3, 2016 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $53.95 | Sep 29, 2016 | A | 95,000 | A | — | Oct 29, 2021 | Common Stock | 95,000 | 375,001 | D |
Explanation of responses
- F1Options were granted on 9/29/2016, have five year lives, and vest in equal annual installments on each of the first five anniversary dates of the grant