SEC Form 4 · accession 0000711377-16-000085
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Bradley
Officer — Vice President
Period of report
Sep 29, 2016
Accepted (ET)
Oct 3, 2016 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 29, 2016 | M | 5,335 | $23.0733 | A | 127,865 | D | |
| Common Stock | Sep 29, 2016 | S | 5,335 | $53.8546 | D | 122,530 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $23.0733 | Sep 29, 2016 | M | 5,335 | D | — | Sep 29, 2016 | common Stock | 5,335 | 111,721 | D |
Explanation of responses
- F1Options were granted on 9/29/2011, have five year lives, and vest in equal 20% annual installments on each of the five anniversary dates of the grant