SEC Form 4 · accession 0000711377-16-000083
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terri A Morrical
Officer — Vice President
Period of report
Sep 28, 2016
Accepted (ET)
Sep 30, 2016 · 9:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 28, 2016 | M | 4,801 | $23.0733 | A | 44,384 | D | |
| Common Stock | Sep 28, 2016 | S | 4,801 | $54.5619 | D | 39,583 | D | |
| Common Stock | Sep 29, 2016 | M | 4,799 | $23.0733 | A | 44,382 | D | |
| Common Stock | Sep 29, 2016 | S | 4,799 | $53.71 | D | 39,583 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $23.0733 | Sep 28, 2016 | C | 4,801 | D | — | Sep 29, 2016 | Common Stock | 4,801 | 116,300 | D |
| Common Stock (right to Buy)F1 | $23.0733 | Sep 29, 2016 | M | 4,799 | D | — | Sep 29, 2016 | Common Stock | 4,799 | 111,501 | D |
Explanation of responses
- F1Options were granted on 9/29/2011, have five year lives, and vest in equal annual installments on the anniversary date of the grant