SEC Form 4 · accession 0000711377-16-000078
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 9, 2016 · 9:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2016 | M | 8,619 | $36.0667 | A | 906,401 | D | |
| Common Stock | Aug 8, 2016 | S | 8,619 | $55.2357 | D | 897,782 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $36.0667 | Aug 8, 2016 | M | 8,619 | D | — | Aug 30, 2018 | Common Stock | 8,619 | 302,570 | D |
Explanation of responses
- F1Options were granted on 8/30/2013, have five year lives, and vest in equal annual installments on each of the five anniversary dates of the grant