SEC Form 4 · accession 0000711377-16-000076
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
Aug 4, 2016
Accepted (ET)
Aug 8, 2016 · 7:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2016 | M | 8,393 | $28.6667 | A | 906,175 | D | |
| Common Stock | Aug 4, 2016 | S | 8,393 | $55.1294 | D | 897,782 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to buy)F1 | $28.6667 | Aug 4, 2016 | M | 8,393 | D | — | Oct 4, 2017 | Common Stock | 8,393 | 335,259 | D |
Explanation of responses
- F1Options were granted on 10/4/2012, have five year lives, and vest in equal annual installments on each anniversary date following the year of grant