SEC Form 4 · accession 0000711377-16-000075
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Bradley
Officer — Vice President
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2016 | M | 4,200 | $23.0733 | A | 126,730 | D | |
| Common Stock | Jul 29, 2016 | S | 4,200 | $55.452 | D | 122,530 | D | |
| Common Stock | Aug 1, 2016 | M | 15,996 | $23.0733 | A | 138,526 | D | |
| Common Stock | Aug 1, 2016 | S | 15,996 | $55.645 | D | 122,530 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock ( Right to Buy)F1 | $23.0733 | Jul 29, 2016 | M | 4,200 | D | — | Sep 29, 2016 | Common Stock | 4,200 | 133,052 | D |
| Common Stock (Right to buy)F1 | $23.0733 | Aug 1, 2016 | M | 15,996 | D | — | Sep 29, 2016 | Common Stock | 15,996 | 117,056 | D |
Explanation of responses
- F1Options were granted on 9/29/2011, have five year lives, and vest in equal 20% installments on each anniversary date of the grant