SEC Form 4 · accession 0000711377-16-000067
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 1:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | M | 42,000 | $28.6667 | A | 924,564 | D | |
| Common StockF2 | Feb 16, 2016 | S | 31,500 | $48.023 | D | 893,064 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $28.6667 | Feb 16, 2016 | M | 42,000 | D | — | Oct 4, 2017 | Common Stock | 42,000 | 249,502 | D |
Explanation of responses
- F1Options were granted on 10/4/2012, have five year lives, and vest in equal annual installments on each anniversary date of the grant
- F2Shares were sold to cover the cost of the option exercise