SEC Form 4 · accession 0000711377-16-000061
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 11:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 4, 2016 | S | 7,500 | $54.2401 | D | 280,605 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold under the terms of a 10b5-1 plan previously filed by the Company
- F285,500 shares are held in a limited liability company in which Mr. Herbert has a minority financial interest. 17,500 shares are held in 2 other limited liability companies in which he and his wife are members. He disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the companies. The remainder of the shares are held in trust for Mr. Herbert's spouse