SEC Form 4 · accession 0000711377-15-000060
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
Dec 21, 2015
Accepted (ET)
Dec 23, 2015 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 21, 2015 | G | 17,500 | $0.00 | D | 270,605 | I | See Footnote |
| Common StockF2 | Dec 21, 2015 | G | 17,500 | $0.00 | A | 17,500 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F193,000 shares are held in a limited liability company in which Mr. Herbert has a minority financial interest. He disclaims beneficial ownership of the shares held by the limited liability company except to the extent of his pecuniary interest therein.
- F2Mr. Herbert transferred theses shares to two limited liability companies of which he and his wife are each 49% members, and Mr. Herbert's two adult children are each 1% members. Mr. Herbert disclaims beneficial ownership of the shares held by the two limited liability companies except to the extent of his pecuniary interest therein.