SEC Form 4 · accession 0000711377-15-000056
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
Nov 13, 2015
Accepted (ET)
Nov 16, 2015 · 11:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2015 | M | 36,000 | $23.0733 | A | 933,782 | D | |
| Common Stock | Nov 13, 2015 | S | 36,000 | $54.4103 | D | 897,782 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $23.0733 | Nov 13, 2015 | M | 36,000 | D | — | Sep 29, 2016 | Common Stock | 36,000 | 291,502 | D |
Explanation of responses
- F1Options were granted 9/29/2011, have five year lives, and vest in equal annual installments on the anniversary date of the grants