SEC Form 4 · accession 0000711377-15-000052
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 12:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 3, 2015 | S | 7,500 | $54.3103 | D | 300,605 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were sold under the terms of a 10b5-1 plan previously filed by the Company
- F2105,500 shares are held in a limited partnership, in which Mr Herbert has a minority financial interest; the remaining shares are held in trust for Mr. Herbert's spouse