SEC Form 4 · accession 0000711377-15-000033
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
Sep 17, 2015
Accepted (ET)
Sep 21, 2015 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Sep 17, 2015 | S | 7,500 | $54.1133 | D | 313,205 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1118,000 shares are held in a limited partnership, in which Mr. Herbert owns a minority financial interest, the remaining shares are held in trust for Mr. Herbert's spouse
- F2Shares were sold uner the terms of a 10b5-1 plan previously filed with the Company