SEC Form 4 · accession 0000711377-15-000021
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clayton K Yeutter
Director
Period of report
Jul 29, 2015
Accepted (ET)
Jul 30, 2015 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2015 | M | 1,500 | $41.6533 | A | 2,190 | D | |
| Common Stock | Jul 29, 2015 | M | 3,000 | $28.6667 | A | 5,190 | D | |
| Common Stock | Jul 29, 2015 | S | 4,500 | $57.3844 | D | 690 | I | Held in trust for child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $41.6533 | Jul 29, 2015 | M | 1,500 | D | — | Oct 3, 2023 | Common Stock | 1,500 | 38,250 | D |
| Common Stock (Right to Buy)F2 | $28.6667 | Jul 29, 2015 | M | 3,000 | D | — | Oct 4, 2022 | Common Stock | 3,000 | 35,250 | D |
Explanation of responses
- F1Options were granted 10/3/2013, have ten year lives, and vest equally in three annual installments on the anniversary date of the grant
- F2Options were granted 10/4/2012, have ten year lives, and vest in equal annual installments on the anniversary date of the grant