SEC Form 4 · accession 0000711377-15-000015
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Quinlan
Officer — VP & CFO
Period of report
Jul 22, 2015
Accepted (ET)
Jul 24, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 22, 2015 | M | 1,500 | $23.0733 | A | 8,307 | D | |
| Common Stock | Jul 22, 2015 | S | 1,500 | $59.7596 | D | 6,807 | D | |
| Common stock | Jul 22, 2015 | M | 3,000 | $28.6667 | A | 9,807 | D | |
| Common Stock | Jul 22, 2015 | S | 3,000 | $59.7596 | D | 6,807 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock ( Right to Buy)F1 | $23.0733 | Jul 22, 2015 | M | 1,500 | D | — | Sep 29, 2016 | Common Stock | 1,500 | 45,750 | D |
| Common Stock (Right to Buy)F2 | $28.6667 | Jul 22, 2015 | M | 3,000 | D | — | Oct 4, 2017 | Common Stock | 3,000 | 42,750 | D |
Explanation of responses
- F1Options were granted 9/29/2011, have a 5 year term, and vest in equal annual installments on the anniversary date of the grant
- F2Options were granted on 10/4/2012, have five year lives, and vest in equal annual installments on the anniversary date following the date of grant