SEC Form 4 · accession 0000711377-15-000012
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 8:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2015 | S | 5,000 | $47.1021 | D | 343,205 | I | See Footnote |
| Common Stock | holding | — | — | — | 897,782 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. HErbert sold the shares under the terms of a Rule 10b5-1 plan previously filed by the Registrant. The shares were sold from a limited partnership in which he ian owner; the partnership now holds 143,000 shares. The remaining shares held indirectly are held in a trust for the benefit of his spouse.