SEC Form 4 · accession 0000711377-15-000011
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 2, 2015 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2015 | S | 5,000 | $46.8318 | D | 348,205 | I | See Footnote |
| Common Stock | holding | — | — | — | 897,782 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Herbert sold the shares under the terms of a Rule 10b5-1 plan previously filed by the Registrant. The shares were sold from a limited partnership in which he is an owner; the partnership now holds 148,000 shares, with the remainder held in a trust for the benefit of his spouse.