SEC Form 4 · accession 0000711377-15-000008
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 8:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2015 | S | 5,000 | $44.1154 | D | 353,480 | I | See Footnote |
| Common Stock | holding | — | — | — | 897,782 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Herbert sold shares under the terms of a Rule 10b5-1 plan previously filed by the Registrant. The shares were sold from a limited partnership in which he is an oowner; he now owns 153,000 shares in that partnership, with the remainder owned in a trust for benefit of his spouse.