SEC Form 4 · accession 0000711377-15-000007
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
Apr 22, 2015
Accepted (ET)
Apr 23, 2015 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 22, 2015 | M | 26,000 | $18.68 | A | 923,782 | D | |
| Common Stock | Apr 22, 2015 | S | 26,000 | $47.0062 | D | 897,782 | D | |
| Common StockF1 | holding | — | — | — | 358,480 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F2 | $18.68 | Apr 22, 2015 | M | 26,000 | D | — | Aug 24, 2015 | Common Stock | 26,000 | 374,002 | D |
Explanation of responses
- F1Mr. Herbert owns 155,000 shares in a limited partnership, with the remainder owned in a trust for benefit of his spouse
- F2Options were granted 8/24/2010, vest in equal annual installments on the anniversary date of the grant, have five year lives, and expire on 8/24/2015