SEC Form 4 · accession 0000711377-15-000004
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Bradley
Officer — Vice President
Period of report
Mar 30, 2015
Accepted (ET)
Mar 31, 2015 · 12:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2015 | M | 24,300 | $5.4533 | A | 206,830 | D | |
| Common Stock | Mar 30, 2015 | S | 24,300 | $47.0164 | D | 182,530 | D | |
| Common Stock | Mar 30, 2015 | M | 20,072 | $18.68 | A | 202,602 | D | |
| Common Stock | Mar 30, 2015 | S | 20,072 | $47.0164 | D | 182,530 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $5.4533 | Mar 30, 2015 | M | 24,300 | D | — | Oct 31, 2015 | Common Stock | 24,300 | 134,238 | D |
| Common Stock (Right to Buy)F2 | $18.68 | Mar 30, 2015 | M | 20,072 | D | — | Aug 24, 2015 | Common Stock | 20,072 | 114,166 | D |
Explanation of responses
- F1Options were granted 10/31/2005, have ten year lives and were fully vested in 2010
- F2Options were granted 8/24/2011, have a five year life, and vest 20% annually on the anniversary date of the grant