SEC Form 4 · accession 0000711377-15-000002
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Chairman & CEO · Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 20, 2015 · 8:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | G | 15,000 | $48.24 | D | 897,782 | D | |
| Common StockF1 | holding | — | — | — | 363,480 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of the shares, 180,000 are held in a limited partnership, of which Mr. Herbert is the sole owner, and the remainder are held in a trust for the benefit of his spouse
- F2These shares were gifted to the Sparrow Foundation