SEC Form 4 · accession 0001495525-16-000118
APPLIED MICRO CIRCUITS CORP · AMCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paramesh Gopi
Officer — President & CEO · Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | A | 8,334 | $0.00 | A | 1,132,853 | D | |
| Common StockF2 | Nov 15, 2016 | F | 4,605 | $7.50 | D | 1,128,248 | D | |
| Common StockF1 | Nov 15, 2016 | A | 16,666 | $0.00 | A | 1,144,914 | D | |
| Common StockF2 | Nov 15, 2016 | F | 9,208 | $7.50 | D | 1,135,706 | D | |
| Common StockF2 | Nov 15, 2016 | F | 4,402 | $7.50 | D | 1,131,304 | D | |
| Common StockF2 | Nov 15, 2016 | F | 2,556 | $7.50 | D | 1,128,748 | D | |
| Common StockF2 | Nov 15, 2016 | F | 4,604 | $7.50 | D | 1,124,144 | D | |
| Common StockF2 | Nov 15, 2016 | F | 2,816 | $7.50 | D | 1,121,328 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This number reflects the gross amount of shares (prior to any withholding by issuer to satisfy related tax obligations) issued to the reporting person upon settlement of performance-based restricted stock units previously awarded to the reporting person.
- F2These securities were withheld by Issuer to satisfy tax liabilities arising incident to the vesting of Restricted Stock Units.