SEC Form 4 · accession 0001495525-16-000117
APPLIED MICRO CIRCUITS CORP · AMCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Major
Officer — VP, Corporate Marketing & Huma
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | F | 1,736 | $7.50 | D | 317,525 | D | |
| Common StockF1 | Nov 15, 2016 | F | 418 | $7.50 | D | 317,107 | D | |
| Common StockF1 | Nov 15, 2016 | F | 3,454 | $7.50 | D | 313,653 | D | |
| Common StockF1 | Nov 15, 2016 | F | 346 | $7.50 | D | 313,307 | D | |
| Common StockF1 | Nov 15, 2016 | F | 3,454 | $7.50 | D | 309,853 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were withheld by Issuer to satisfy tax liabilities arising incident to the vesting of Restricted Stock Units.