SEC Form 4 · accession 0001495525-16-000090
APPLIED MICRO CIRCUITS CORP · AMCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L. William Caraccio
Officer — VP, General Counsel
Period of report
May 15, 2016
Accepted (ET)
May 17, 2016 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2016 | F | 282 | $6.21 | D | 325,764 | D | |
| Common StockF1 | May 15, 2016 | F | 235 | $6.21 | D | 325,529 | D | |
| Common StockF1 | May 15, 2016 | F | 2,349 | $6.21 | D | 323,180 | D | |
| Common StockF1 | May 15, 2016 | F | 1,175 | $6.21 | D | 322,005 | D | |
| Common StockF2 | May 16, 2016 | A | 100,000 | $0.00 | A | 422,005 | D | |
| Common StockF3 | May 16, 2016 | A | 20,779 | $0.00 | A | 442,784 | D | |
| Common StockF1 | May 16, 2016 | F | 11,436 | $6.21 | D | 431,348 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were withheld by Issuer to satisfy tax liabilities arising incident to the vesting of Restricted Stock Units.
- F2The reporting person received a grant of Restricted Stock Units that will vest quarterly over four years.
- F3This number reflects the gross amount of shares (prior to any withholding by the issuer to satisfy related tax obligations) issued to the reporting person upon settlement of the Executive Short Term Incentive Plan.