SEC Form 4 · accession 0001495525-16-000078
APPLIED MICRO CIRCUITS CORP · AMCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paramesh Gopi
Officer — President & CEO · Director
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2016 | F | 2,994 | $5.36 | D | 997,737 | D | |
| Common StockF1 | Feb 15, 2016 | F | 3,063 | $5.36 | D | 994,674 | D | |
| Common Stock | Feb 15, 2016 | F | 2,002 | $5.36 | D | 992,672 | D | |
| Common StockF2 | Feb 15, 2016 | A | 16,666 | $0.00 | A | 1,009,338 | D | |
| Common StockF1 | Feb 15, 2016 | F | 6,114 | $5.36 | D | 1,003,224 | D | |
| Common StockF2 | Feb 15, 2016 | A | 8,334 | $0.00 | A | 1,011,558 | D | |
| Common StockF1 | Feb 15, 2016 | F | 3,429 | $5.36 | D | 1,008,129 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were withheld by Issuer to satisfy tax liabilities arising incident to the vesting of Restricted Stock Units.
- F2This number reflects the gross amount of shares (prior to any withholding by issuer to satisfy related tax obligations) issued to the reporting person upon settlement of performance-based restricted stock units previously awarded to the reporting person.