SEC Form 4 · accession 0001495525-15-000070
APPLIED MICRO CIRCUITS CORP · AMCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paramesh Gopi
Officer — President & CEO · Director
Period of report
Nov 15, 2015
Accepted (ET)
Nov 17, 2015 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2015 | A | 8,333 | $0.00 | A | 873,912 | D | |
| Common StockF2 | Nov 15, 2015 | F | 4,349 | $6.87 | D | 869,563 | D | |
| Common StockF1 | Nov 15, 2015 | A | 16,667 | $0.00 | A | 886,230 | D | |
| Common StockF2 | Nov 15, 2015 | F | 8,697 | $6.87 | D | 877,533 | D | |
| Common StockF2 | Nov 15, 2015 | F | 2,414 | $6.87 | D | 875,119 | D | |
| Common StockF2 | Nov 15, 2015 | F | 4,349 | $6.87 | D | 870,770 | D | |
| Common StockF3 | Nov 16, 2015 | A | 127,461 | $0.00 | A | 998,231 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This number reflects the gross amount of shares (prior to any withholding by issuer to satisfy related tax obligations) issued to the reporting person upon settlement of performance-based restricted stock units previously awarded to the reporting person.
- F2These securities were withheld by Issuer to satisfy tax liabilities arising incident to the vesting of Restricted Stock Units.
- F3The reporting person received a grant of Restricted Stock Units that will vest quarterly over four years.