SEC Form 4 · accession 0001495525-15-000067
APPLIED MICRO CIRCUITS CORP · AMCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen M Rogge
Officer — Interim CFO
Period of report
Nov 16, 2015
Accepted (ET)
Nov 17, 2015 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2015 | A | 7,500 | $0.00 | A | 7,500 | D | |
| Common StockF2 | Nov 16, 2015 | F | 2,874 | $6.87 | D | 4,626 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This number reflects the gross amount of shares (prior to any withholding by issuer to satisfy related tax obligations) issued to the reporting person upon settlement of performance-based restricted stock units previously awarded to the reporting person.
- F2These securities were withheld by Issuer to satisfy tax liabilities arising incident to the vesting of Restricted Stock Units.