SEC Form 4 · accession 0001495525-15-000034
APPLIED MICRO CIRCUITS CORP · AMCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paramesh Gopi
Officer — President & CEO · Director
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2015 | A | 50,000 | $0.00 | A | 827,181 | D | |
| Common StockF2 | May 15, 2015 | F | 23,916 | $6.11 | D | 803,265 | D | |
| Common StockF1 | May 15, 2015 | A | 100,000 | $0.00 | A | 903,265 | D | |
| Common StockF2 | May 15, 2015 | F | 37,580 | $6.11 | D | 865,685 | D | |
| Common StockF2 | May 15, 2015 | F | 1,739 | $6.11 | D | 863,946 | D | |
| Common StockF2 | May 15, 2015 | F | 4,349 | $6.11 | D | 859,597 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This number reflects the gross amount of shares (prior to any withholding by issuer to satisfy related tax obligations) issued to the reporting person upon settlement of performance-based restricted stock units previously awarded to the reporting person.
- F2These securities were withheld by Issuer to satisfy tax liabilities arising incident to the vesting of Restricted Stock Units.