SEC Form 4 · accession 0001495525-15-000033
APPLIED MICRO CIRCUITS CORP · AMCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L. William Caraccio
Officer — VP General Counsel
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 3:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2015 | F | 276 | $6.11 | D | 235,665 | D | |
| Common StockF1 | May 15, 2015 | F | 230 | $6.11 | D | 235,435 | D | |
| Common StockF1 | May 15, 2015 | F | 1,147 | $6.11 | D | 234,288 | D | |
| Common StockF2 | May 15, 2015 | A | 100,000 | $0.00 | A | 334,288 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were withheld by Issuer to satisfy tax liabilities arising incident to the vesting of Restricted Stock Units.
- F2The reporting person received a grant of Restricted Stock Units that will vest quarterly over four years.