SEC Form 4 · accession 0000919574-16-014411
APPLIED MICRO CIRCUITS CORP · AMCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Zepf
Director
Period of report
Aug 2, 2016
Accepted (ET)
Aug 4, 2016 · 12:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Aug 2, 2016 | A | 15,836 | $0.00 | A | 149,634 | D | |
| Common Stock, $0.01 par valueF2 | holding | — | — | — | 7,913,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are represented by a Restricted Stock Unit awarded to a member of the Board of Directors. All shares of the award will vest fully on the first anniversary of the grant date, subject to the Director's continued service on the Board through such date and the other terms and conditions of the 2011 Equity Incentive Plan, as amended.
- F2The reported securities are directly owned by either Kingdom Ridge Capital Master Fund, Ltd., a corporation managed by Kingdom Ridge Capital, LLC or another private fund managed by Kingdom Ridge Capital, LLC. The reported securities may be deemed indirectly beneficially owned by Christopher Zepf as Managing Principal of Kingdom Ridge Capital, LLC. Christopher Zepf disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zepf is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.