SEC Form 4 · accession 0001225208-16-031675
Steel Excel Inc. · SXCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren G Lichtenstein
Officer — President of Subsidiary · Director · Other
Period of report
Apr 21, 2016
Accepted (ET)
Apr 22, 2016 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000709804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 Par ValueF1,F2 | Apr 21, 2016 | A | 25,000 | $0.00 | A | 125,426 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Restricted Stock awarded pursuant to the Issuer's 2004 Equity Incentive Plan. The shares of Restricted Stock vest on the earlier of April 21, 2017 or the date on which the director ceases to be a member of the Issuer's board of directors for any reason.
- F2The Reporting Person is also a member of a Section 13 (d) group that owns more than 10% of the Issuer's outstanding common stock.