SEC Form 4 · accession 0001225208-15-013035
Steel Excel Inc. · SXCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren G Lichtenstein
Officer — President of Subsidiary · Director · Other
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 2:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000709804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 Par ValueF1,F2 | May 28, 2015 | A | 2,500 | $0.00 | A | 100,426 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of restricted stock units from the Issuer's 2004 Equity Incentive Plan for 2,500 shares of common stock that will be fully vested on the earlier of May 28, 2016 or the date on which the director ceases to be a member of the Issuer's board of directors for any reason.
- F2The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.