SEC Form 4/A · accession 0001225208-15-010498
Steel Excel Inc. · SXCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James F McCabe Jr.
Officer — CFO · Other
Period of report
Apr 8, 2015
Accepted (ET)
Apr 28, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000709804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 Par ValueF1,F2,F3 | Apr 8, 2015 | F | 252 | $21.50 | D | 6,007 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligations upon the vesting of shares of restricted stock.
- F2On June 18, 2014 the Issuer effected a 1-for-500 reverse split (the Reverse Split), immediately followed by a 500-for-1 forward split (the Forward Split, and together with the Reverse Split the Reverse-Forward Split). The amount of securities beneficially owned by the Reporting Person has been adjusted to reflect 474 shares of common stock that were cashed out pursuant to the terms of the Reverse-Forward Split.
- F3The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.