SEC Form 4 · accession 0001225208-15-003265
Steel Excel Inc. · SXCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F McCabe Jr.
Officer — CFO · Other
Period of report
Feb 4, 2015
Accepted (ET)
Feb 9, 2015 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000709804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 Par ValueF1,F2 | Feb 4, 2015 | A | 2,775 | $0.00 | A | 6,993 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Restricted Stock awarded pursuant to the Issuer's 2004 Equity Incentive Plan. The shares of Restricted Stock vest over three years in equal installments beginning on March 15, 2016.
- F2The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.