SEC Form 4 · accession 0001209191-17-051359
QUANTUM CORP /DE/ · QMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raghavendra Rau
Officer — Executive Chairman · Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000709283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 1, 2017 | A | 80,935 | $0.00 | A | 87,185 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units will fully vest on September 1, 2018 except as otherwise provided in Mr. Rau's offer letter.
- F2The number of shares have been adjusted for the effect of the 1-for-8 reverse stock split effective April 18, 2017.