SEC Form 4 · accession 0001209191-17-043069
QUANTUM CORP /DE/ · QMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S. Clark
Officer — SVP, Product Operations
Period of report
Jul 1, 2017
Accepted (ET)
Jul 5, 2017 · 2:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000709283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2017 | A | 20,000 | $0.00 | A | 149,581 | D | |
| Common StockF2 | Jul 1, 2017 | F | 12,966 | $7.81 | D | 136,615 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units will vest in equal installments on 07/01/2018, 07/01/2019, and 07/01/2020.
- F2Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2014, 7/1/2015 and 7/1/2016 and upon vesting of performance stock units granted on 7/1/2014 and 7/1/2016.