SEC Form 4 · accession 0001209191-17-024143
QUANTUM CORP /DE/ · QMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raghavendra Rau
Director
Period of report
Apr 1, 2017
Accepted (ET)
Apr 3, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000709283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2017 | A | 50,000 | $0.00 | A | 50,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units will fully vest on the date of Quantum Corporation's 2017 Annual Stockholder Meeting. For the avoidance of doubt, if Mr. Rau resigns for any reason or is removed from Quantum Corporation's board of directors prior to the vesting in full of this grant, Mr. Rau shall forfeit the entirety of this grant.