SEC Form 4 · accession 0001209191-16-131401
QUANTUM CORP /DE/ · QMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald E. Martella Jr.
Officer — SVP, Engineering
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 12:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000709283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | A | 180,000 | $0.00 | A | 764,899 | D | |
| Common StockF2 | Jul 1, 2016 | F | 50,058 | $0.4194 | D | 714,841 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units will vest in equal installments on 07/01/2017, 07/01/2018, and 07/01/2019.
- F2Surrender of shares to satisfy tax withholding obligations upon vesting of restricted stock units granted on 7/1/2013, 7/1/2014 and on 7/1/2015 and upon vesting of performance stock units granted on 7/1/2014.