SEC Form 4 · accession 0001209191-15-078801
QUANTUM CORP /DE/ · QMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul R. Auvil III
Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 6, 2015 · 9:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000709283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 5, 2015 | P | 20,000 | $1.0328 | A | 554,030 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase price reported in column 4 of Table I represents the weighted average purchase price of the shares purchased ranging from $1.023 to $1.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.