SEC Form 4 · accession 0001209191-15-059163
QUANTUM CORP /DE/ · QMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn D Hall
Officer — Senior VP, GC & Secretary
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000709283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2015 | A | 100,000 | $0.00 | A | 810,778 | D | |
| Common StockF2 | Jul 1, 2015 | A | 51,000 | $0.00 | A | 861,778 | D | |
| Common Stock | Jul 1, 2015 | F | 106,508 | $1.69 | D | 755,270 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units will vest in equal installments on 07/01/2016, 07/01/2017, 07/01/2018 and 07/01/2019.
- F2Grant of performance stock units of which 17,000 vested on July 1, 2015 and 17,000 will vest on each of July 1, 2016 and July 1, 2017.
- F3Surrender of shares to satisfy tax withholding obligations upon vesting of restricted stock units granted on 7/1/2012,7/1/2013 and on 7/1/2014 and upon vesting of performance stock units granted on 7/1/2014.