SEC Form 4 · accession 0000899243-19-007294
QUANTUM CORP /DE/ · QMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn D Hall
Officer — Senior VP, GC & Secretary
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000709283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2019 | F | 14,748 | $2.44 | D | 119,999 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2015, 7/1/2016, 7/1/2017 and 3/2/2017 and upon vesting of performance stock units granted on 7/1/2016.