SEC Form 4 · accession 0001680070-16-000002
NOBLE ROMANS INC · NROM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcel Herbst
Director
Period of report
Sep 21, 2016
Accepted (ET)
Sep 28, 2016 · 1:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000709005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $0.50 | Sep 21, 2016 | A | 11,666 | A | Sep 21, 2017 | Sep 21, 2026 | Common Shares | 11,666 | 11,666 | D |
| Options | $0.50 | Sep 21, 2016 | A | 11,666 | A | Sep 21, 2018 | Sep 21, 2026 | Common Shares | 11,666 | 23,332 | D |
| Options | $0.50 | Sep 21, 2016 | A | 11,668 | A | Sep 21, 2019 | Sep 21, 2026 | Common Shares | 11,668 | 35,000 | D |