SEC Form 4 · accession 0001354488-15-002314
NOBLE ROMANS INC · NROM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul W Mobley
Director · 10% Owner · Other
Period of report
May 12, 2015
Accepted (ET)
May 12, 2015 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000709005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Noble Roman's Common Stock | May 12, 2015 | X | 100,000 | $1.05 | A | 3,166,035 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $1.05 | May 12, 2015 | X | 100,000 | D | — | Jan 25, 2021 | Common Stock | 100,000 | 1,143,333 | D |
Explanation of responses
- F1The option vested in three equal installments on January 25, 2011, 2012 and 2013