SEC Form 4 · accession 0001209191-18-046151
CASS INFORMATION SYSTEMS INC · CASS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Stephen Appelbaum
Officer — CFO
Period of report
Aug 8, 2018
Accepted (ET)
Aug 10, 2018 · 11:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000708781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2018 | M | 3,789 | $30.51 | A | 40,576 | D | |
| Common StockF1 | Aug 8, 2018 | D | 1,645 | $70.29 | D | 38,931 | D | |
| Common StockF1 | Aug 8, 2018 | F | 929 | $70.29 | D | 38,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $30.51 | Aug 8, 2018 | M | 3,789 | D | Jan 25, 2013 | Jan 23, 2022 | Common Stock | 3,789 | 3,789 | D |
Explanation of responses
- F1Includes restricted stock bonus shares, subject to vesting and forfeiture.
- F2Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.