SEC Form 4 · accession 0001209191-18-036391
CASS INFORMATION SYSTEMS INC · CASS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Stephen Appelbaum
Officer — CFO
Period of report
Jun 5, 2018
Accepted (ET)
Jun 7, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000708781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 5, 2018 | M | 3,792 | $27.23 | A | 39,335 | D | |
| Common StockF1 | Jun 5, 2018 | D | 1,599 | $64.58 | D | 37,736 | D | |
| Common StockF1 | Jun 5, 2018 | F | 949 | $64.58 | D | 36,787 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $27.23 | Jun 5, 2018 | M | 3,792 | D | Jan 26, 2012 | Jan 24, 2021 | Common Stock | 3,792 | 0 | D |
Explanation of responses
- F1Includes restricted stock bonus shares, subject to vesting and forfeiture.
Remarks
NOTE: ALL STOCK APPRECIATION RIGHTS HAVE BEEN ADJUSTED FOR THE 10% STOCK DIVIDEND PAID BY THE COMPANY ON 12/15/2018.